The most cited deficiency (beside COVID vaccination reportng) was not having 1 of 2 items in Staff Files:
CAPS CHECK
AND
DORA LICENSE CHECK
Here is the regulation:
Chapter 26, 5.9 Personnel
(D) Before employing any individual to provide direct consumer care or services, the HCA must show compliance with the Colorado Adult Protective Services Data System (CAPS Check) requirements as set forth in Section 26-3.1-111, C.R.S., and 6 CCR 1011-1, Chapter 2, Part 2.3.6.
(E) Before employing any individual to provide direct consumer care or services, the agency shall contact the DORA to verify whether a license, registration, or certification exists and is in good standing. A copy of the inquiry shall be placed in the individual's personnel file.
For both Class A & B agencies, both a CAPS Check and DORA License check are required for all staff (in addition to a background check, of course).
Here are the websites:
CAPS Check Website
DORA License Check Website
What if I’m a Class B agency and staff don’t need a license on DORA?
Great question. For a caregiver, it is still required to search DORA to see if there is a license because it is possible the person has a license with a violation or admonishment. Finding this information pre-employment can certailny affect a hiring decision.
Do I need to do these checks annually?
The state regulation does not require either a CAPS or DORA check to be done annually.
DO A QUICK AUDIT AND SAVE SOME HEARTACHE.
By checking your staff files now, you can save yourself from getting the most cited deficiency in 2022!